978-0-942641-17-2 / 9780942641172

Keeping Your Stock Broker Honest


Publisher:Intl Pub Corp



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About the book:

This book helps you, the new or old investor, find a path through the pitfalls of working with stock brokers, get the most out of them, prevent problems, and make use of the law when necessary to protect your pocketbook. This book explains in gritty detail how to screen brokers to tell if they are any good, how to monitor trading and commission activity, how to spot the early warning signs of poor account management, churning, or the mishandling of your money. This book outlines in everyday language your legal rights as in investor and what you can do when things go wrong-drawing on real-life case histories plus the relevant SEC, NYSE, and NASD rules condensed and organized for quick and easy reference.

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