978-0-7355-4199-3 / 9780735541993

Fundamentals of Securities Regulation, 5th Edition


Publisher:Aspen Publishers



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About the book:

Fundamentals of Securities Regulation gives you quick access to the law of securities regulation as found in Loss, Seligman, and Paredes 11-volume, landmark treatise Securities Regulation consolidated into one comprehensive volume. Distilling the essence of Loss, Seligman, and Paredes 11-Volume master work, this 1,600-page volume reviews and analyzes the most significant aspects of securities regulation and gives you the quick answers you need...when you need them.

Fundamentals of Securities Regulation details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a single volume. Through annual supplementation, youll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases. You will benefit from current coverage of:

  • The SECs amendments to the executive compensation and related-party disclosure rules
  • The SECs revised shelf offering process
  • The SECs amendments to its accelerated filer deadlines for large accelerated filers
  • The SECs approval of the application of the Nasdaq to become a national securities exchange
  • Comprehensive amendment of the SECs penny stock rules
  • The SECs proposed amendments to the tender offer best price Rules 13e-4 and 14d-10
  • Case developments including Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, Kircher v. Putnam Funds Trust, and Dura Pharmaceuticals v. Broudo
  • And more!

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